BY CHICKASAW CAPITAL MANAGEMENT

Our Team

Our people form the foundation of our business

At Chickasaw Capital Management – adviser to the MainGate MLP Fund – our people are the heartbeat of our organization. Founded on the belief that our clients’ success stems from the dedication and well-being of our team, we foster an environment where each individual is valued, supported and empowered to thrive as an expert in their role.

Investment Team

Geoffrey P. Mavar

Principal

Matthew G. Mead

Principal

Bryan F. Bulawa

Principal

Robert M.T. Walker

Principal

Scott B. Warren, CFA

Senior Analyst

Luke B. Davis, CFA

Senior Analyst

Geoffrey P. Mavar

Principal

Geoffrey is a Principal and co-founder of Chickasaw Capital Management, LLC. He is a member of the firm’s Investment Committee. Geoffrey began his investment career at Goldman Sachs & Co. where he served for 11 years and was a Vice President. He began managing Midstream assets on a discretionary basis during his tenure at Goldman Sachs. Geoffrey graduated with a B.A. from The University of Mississippi in 1984. He received an MBA in Finance from the Owen Graduate School of Management at Vanderbilt University in 1990, and served on the Alumni Board of Directors of the Business School from 1999 to April 2007.

Matthew G. Mead

Principal

Matt is a Principal and co-founder of Chickasaw Capital Management, LLC. He is a member of the firm’s Investment Committee. Matt began his investment career at Goldman Sachs & Co. where he served for 9 years and was a Vice President. Matt began managing Midstream assets on a discretionary basis during his tenure at Goldman Sachs. He has diverse investment experience across public and private equity, fixed income, and derivative markets. Matt received his B.S. from Birmingham-Southern College in 1990, double majoring in Economics and Finance. He received an MBA from the Fuqua School of Business, Duke University in 1992. Matt has been a member of the Board of Directors of Oakworth Capital Bank since 2008.

Bryan F. Bulawa

Principal

Bryan is a Principal at Chickasaw Capital Management, LLC. He was most recently the Chief Financial Officer at Enterprise Products Partners, LP, having joined them in 2007 in the role of Treasurer. He was selected as the top-ranked CFO in the Natural Gas Pipeline and Master Limited Partnership sector by both buy-side and sell-side firms in Institutional Investor’s 2018 and 2019 surveys. Bryan successfully executed over $40 billion of equity and debt financing while maintaining an industry leading low-cost of capital, top-of-sector equity analyst ratings and credit ratings. Bryan was an active deal team member in the $6 billion Oiltanking M&A transaction, resulting in an interim role as Chairman of the Board for Oiltanking GP from October 2014 to February 2015. He served as an active deal team member in all partnership simplification transactions resulting in four publicly traded securities (NYSE listed: EPD/EPE/TPP/DEP) combining into one security and the elimination of Incentive Distribution Rights in 2010. Prior to Enterprise, Bryan enjoyed a career in corporate and investment banking for over a decade at Scotiabank. Bryan received his B.S. in Finance from the University of Wyoming in 1991.

Robert M.T. Walker

Principal

Robert is a Principal at Chickasaw Capital Management, LLC where he leads the firm’s research efforts. He is a member of the firm’s Investment Committee. Robert started his investment management career in 1999 with Haas, Incorporated, a family office in Memphis, and was an analyst with Trinity Capital, an equity hedge fund, before joining Chickasaw. He received his B.A. from Rhodes College in 1999, with a History major and a Business Administration minor. Robert received an MBA from the Owen Graduate School of Management, Vanderbilt University in 2005 where he was the Chairman of the Max Adler Student Investment Fund. He served on the Owen Alumni Board of Directors from 2013 to 2017.

Scott B. Warren, CFA

Senior Analyst

Scott is a Senior Analyst at Chickasaw Capital Management, LLC. He began his career with KPMG in 2010 as an Audit Senior Associate, and most recently served as a Valuation Senior Associate in Atlanta. While working in the KPMG valuation group, Scott performed business and asset valuations across diverse assignments including business combinations, and analysis of complex securities such as derivatives and loan portfolios using a variety of appraisal methods. He received his Master in Accountancy, cum laude in 2010 and his Bachelor of Accountancy (Minor in Finance) in 2008 from the University of Mississippi. He is a CFA® charterholder. He was also a Certified Public Accountant (2011-2015).

Luke B. Davis, CFA

Senior Analyst

Luke is a Senior Analyst at Chickasaw Capital Management, LLC. He graduated with a M.S. in Finance from Vanderbilt University, Owen Graduate School of Management in 2014 where he served as an analyst and portfolio manager for the Max Adler Student Investment Fund. Luke has completed internships at EBSCO Industries, Petra Life Services, and Hanson and Wells Partners. Luke graduated cum laude from Samford University in May 2013 with a B.S. in Finance and Economics where he was a University Fellow, a Presidential Scholar. He also served as an analyst and portfolio manager for Samford’s Bulldog Investment Fund. He is a CFA® charterholder.

Investor Relations: Institutions/Consultants

Steven M. Delarosa, CFA

Managing Director

Edward W. Kelly III

Managing Director

Steven M. Delarosa, CFA

Managing Director

Steve is a Managing Director at Chickasaw Capital Management, LLC focused on Institutional Client Development and Investor Relations. He has nearly three decades of institutional investment management experience and was previously Managing Director and Chief Marketing Officer for SSI Investment Management, Inc. Steve has held executive level positions with Highland Capital Management, LP as well as Western Asset Management. Steve’s expertise includes client development and investor relations to institutional investors throughout the US, Europe and Asia encompassing both traditional and alternative investments strategies. Steve graduated with a B.S. from the University of Southern California in Investment Finance & Marketing in 1989 and graduated with an MBA from the University of Southern California in Investment Finance in 1997. He is a CFA® charterholder.

Edward W. Kelly III

Managing Director

Ed is a Managing Director at Chickasaw Capital Management, LLC focused on Institutional Client Development and Investor Relations. Prior to joining Chickasaw Capital he was a Managing Director at Goldman Sachs Asset Management, where he served for 10 years. Ed was a senior client-facing portfolio advisor on the Alternative Investments & Manager Selection Team which invests in leading long-only, hedge fund, and private equity managers globally, providing investment and advisory solutions for over $120 billion in client assets. He has a broad advisory background serving Institutional Investors, Endowments, Foundations, Family Offices, and high net worth individuals. He graduated from the University of Alabama, Huntsville with a B.S. in Business Administration, Finance in 1989. Ed is a former member of the board of trustees for the Bonnie Brae School where he is a member of the investment committee.

Investor Relations: Intermediaries/Advisors

Andrew Z. Lapsley, CFA

Managing Director

Ralph Lettieri

Regional Sales Director

Andrew Z. Lapsley, CFA

Managing Director

Drew is a Managing Director at Chickasaw Capital Management, LLC, focused on the Client Portfolio Management team. He most recently was a Vice President at Goldman Sachs Asset Management where he served for 18 years. Drew was the lead Client Portfolio Manager for energy and infrastructure investing , having worked on the Goldman energy team since the inception of their fund(s). Drew began his career as an engineer at the Dow Chemical Company, and started his finance career in Houston in 1997 at AIM Management Group (now Invesco) in electronic commerce. Drew is a graduate of Mount Royal University and the University of Calgary, both in Alberta, Canada, and holds graduate degrees in Computer Science and Engineering. He is a CFA® charterholder.

Ralph Lettieri

Regional Sales Director

Ralph is the West Coast Regional Sales Director for Chickasaw Capital Management, LLC focused on providing ideas and solutions to assist Financial Advisors with their practices in the Western United States. He has more than 25 years of experience in the financial services industry with the majority of those years spent as a Vice President and Regional Director at Goldman Sachs & Co. Ralph most recently comes to Chickasaw Capital Management from EnTrust Global, an Alternatives Manager based in New York City, where he served as a Senior Vice President covering the Western United States. He previously worked as an auditor at KPMG in Short Hills, New Jersey, during which time he earned his Certified Public Accountant certification (1988-1990). Ralph graduated from Villanova University with a B.S. in Accountancy and graduated with an MBA from Penn State University.

Operations

Michael P. Donlon

Managing Director, Trading

Vickie Gardino

Managing Director, Trading

Andrew E. Garrett

General Counsel

Jeffrey L. Gammill

Chief Compliance Officer

William J. Threadgill, CPA

Controller

Greare Sutherland

Director of Operations

Alicia G. Ross

Client Analyst

Heather Rasch

Client Analyst

Michael P. Donlon

Managing Director, Trading

Mike is a Managing Director at Chickasaw Capital Management, LLC, focused on trading. He has over 25 years of trading experience most recently with Scott & Associates where he was focused on derivative hedging transactions for clients active in commodity markets. Previously, he was Managing Director, Head of Trading at Forest Hill Capital, and was a NASDAQ trader for Morgan, Keegan & Company where he was a market maker for as many as 50 stocks, handled order flow for institutional and retail clients, and risked capital to create liquidity for clients. Mike graduated with a BA in Political Science from the University of Alabama in 1990.

Vickie Gardino

Managing Director, Trading

Vickie is a Managing Director at Chickasaw Capital Management, LLC, focused on trading. Her expertise includes all aspects of trading. Vickie served as a Client Analyst at Goldman Sachs & Co. for 7 years in Memphis and was the lead support person for a six-person investment advisory team. She has broad industry experience with over 32 years in the securities business.

Andrew E. Garrett

General Counsel

Andy is the General Counsel at Chickasaw Capital Management, LLC, where he manages all legal work for the firm. Prior to joining Chickasaw Capital, Andy was an Associate with Waller Lansden Dortch & Davis, LLP where he advised public and private companies on corporate finance, regulatory compliance, mergers and acquisitions and corporate governance. Andy assisted clients with all aspects of issuing publicly traded securities, as well as ongoing general corporate governance and securities law compliance. Andy also has significant experience with private placements, mergers and acquisitions, other strategic transactions, and general corporate matters. Previously he was an Associate at Bass, Berry & Sims PLC. Andy received his BA in History in 2007 from Dartmouth College and his JD in 2010 from the University of Virginia School of Law.

Jeffrey L. Gammill

Chief Compliance Officer

Jeff is the Chief Compliance Officer at Chickasaw Capital Management, LLC. His responsibility is to formulate and communicate a compliance vision which effectively manages and mitigates risk, establishes proper controls and supports business initiatives. Prior to joining Chickasaw Capital, Jeff was a Director and Complex Supervisory Officer for UBS Financial Services Inc. in Chicago, IL, and prior to his time at UBS, Jeff spent 14 years as Vice President and Regional Supervisory Manager at JP Morgan Securities, LLC, (previously Bear, Stearns & Co. Inc.) supervising retail brokerage and investment advisory activities in the Chicago PCS office as well as three satellite locations in the Midwest. Jeff has over 35 years of financial industry experience covering broker operations and trading, with over 25 of those years focused in compliance, supervision, branch administration and personnel management. Jeff works closely with the Firm’s CEO as a liaison with the various regulatory agencies and works to keep the Firm’s policies and procedures current with industry standards. Jeff began his financial services career at Charles Schwab in 1987.

William J. Threadgill, CPA

Controller

Will is the Controller at Chickasaw Capital Management, LLC where he manages internal accounting functions. He joined from KPMG, LLC where he was most recently a Manager having previously served as an Audit Associate and an intern. At KPMG, Will led numerous audit engagements across a wide range of industries and business combination projects. Will received his Master in Taxation in 2011 and his Bachelor of Accountancy in 2010 from the University of Mississippi. He is a Certified Public Accountant.

Greare Sutherland

Director of Operations

Greare is Director of Operations at Chickasaw Capital Management, LLC. He has over 25 years of experience in the financial services operations industry, specifically leading operations teams with respect to the separately managed accounts business at broker dealer and investment management firms. Greare was most recently with Morgan Keegan & Company, Inc., where he also began his career, serving as First Vice President and Director of Operations for the Investments Department. Prior to Morgan Keegan, Greare worked for Bank of America, Inc., INVESCO, Inc. and J.C. Bradford & Company. He graduated from the University of Alabama with a B.S. in Finance and Investment Management and subsequently received his MBA in Finance from the University of Memphis.

Alicia G. Ross

Client Analyst

Alicia is a Client Analyst at Chickasaw Capital Management, LLC handling many aspects of operations including trade reconciliation and settlement, onboarding new accounts, and assisting clients. Alicia previously served as a Senior Performance Analyst at a leading investment consultant in Memphis, responsible for performance reporting for institutional and high net worth clients for 5 years. Prior to her tenure in the investment business, she was a Computer Specialist and SAP Business Analyst with the U.S. Navy for 5 years, serving as the functional team leader for the MWR department’s global rollout of various SAP modules. Alicia graduated from Auburn University with a B.S. in Finance in 1993.

Heather Rasch

Client Analyst

Heather is a Client Analyst at Chickasaw Capital Management, LLC handling many aspects of operations including trade reconciliation, onboarding new accounts, and assisting clients. She began her career at First Tennessee Bank as a project manager then department manager in Loan Operations. From there she joined Merrill Lynch in Washington DC, where she was an Assistant to the District Director and supported District Managers in 27 District offices. Heather also worked for the Merrill Lynch office in Memphis where she supported Financial Consultants in managing their businesses, as well as for the District Manager. Before joining Chickasaw, she was a member of a high net worth team at Morgan Stanley in St. Louis as a Registered Client Associate. Heather is a graduate of Rhodes College.

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Leaders in

Energy Infrastructure Asset Management

The portfolio managers of Chickasaw Capital Management – adviser to the MainGate MLP Fund – have spent an average of 31 years within the Midstream sector ... we believe this makes us one of the most experienced Midstream investment teams in the U.S.

Video Overview ›

You should consider the MainGate MLP Fund’s (“Fund”) investment objectives, risks, charges and expenses carefully before investing. For a prospectus that contains this and other information, click here. To have a hardcopy prospectus mailed to you, call 855.MLP.FUND (855.657.3863).

The Fund is offered only to United States residents and information on this website is intended only for such persons. Nothing on this website should be considered a solicitation to buy or an offer to sell shares of the Fund in any jurisdiction where the offer or solicitation would be unlawful under the securities laws of such jurisdiction. Past performance does not guarantee future results. Index performance is not illustrative of fund performance. An investment cannot be made directly in an index. Diversification does not assure a profit or protect against a loss in a declining market.

Mutual fund investing involves risk. Principal loss is possible. The Fund is nondiversified, meaning it may concentrate its assets in fewer individual holdings than a diversified fund. Therefore, the Fund is more exposed to individual stock volatility than a diversified fund. The Fund will invest in Master Limited Partnerships (MLPs) which concentrate investments in the natural resource sector and are subject to the risks of energy prices and demand and the volatility of commodity investments. Damage to facilities and infrastructure of MLPs may significantly affect the value of an investment and may incur environmental costs and liabilities due to the nature of their business. MLPs are subject to significant regulation and may be adversely affected by changes in the regulatory environment. Investments in smaller companies involve additional risks, such as limited liquidity and greater volatility. Investments in foreign securities involve greater volatility and political, economic and currency risks and differences in accounting methods. MLPs are subject to certain risks inherent in the structure of MLPs, including complex tax structure risks, limited ability for election or removal of management, limited voting rights, potential dependence on parent companies or sponsors for revenues to satisfy obligations, and potential conflicts of interest between partners, members and affiliates.

An investment in the Fund does not receive the same tax advantages as a direct investment in the MLP. The Fund is treated as a regular corporation or “C” corporation and is therefore subject to U.S. federal income tax on its taxable income at rates applicable to corporations (currently at a rate of 21%) as well as state and local income taxes. MLP Funds accrue deferred income taxes for future tax liabilities associated with the portion of MLP distributions considered to be a tax-deferred return of capital and for any net operating gains as well as capital appreciation of its investments. This deferred tax liability is reflected in the daily NAV and as a result the MLP Fund’s after-tax performance could differ significantly from the underlying assets even if the pre-tax performance is closely tracked. The potential tax benefits from investing in MLPs depend on them being treated as partnerships for federal income tax purposes.

Financial statements are presented for convenience and information purposes only, and while reasonable efforts have been made to ensure the integrity of such information, they should not be relied on. A copy of the printed financial statements will be provided on request.

Chickasaw Capital Management, LLC
Social Media Guidelines

Chickasaw Capital Management, LLC (“Chickasaw”) is not affiliated with any social media site and does not expressly or implicitly adopt or endorse any products, sponsored or promoted content, services, advertisements, recommendations, opinions, statements, comments, or responses that may appear on any social media site, including social media sites that it actively participates in. Use at your own risk. Opinions or comments expressed by third-party users of each social media site are those of the persons submitting them and do not represent the view of Chickasaw. Read the terms of service and privacy policy on each social media site.

Chickasaw social media accounts are open to the public. Anything posted to our social media networks may be seen and read by everyone. Chickasaw does not endorse any comments made by third parties, including, but not limited to vendors, consultants, and unauthorized employees. Chickasaw reserves the right to remove any comments or content depending on the comment or response structure of a particular social media site and the editorial policies and content guidelines of the particular social media site. For example, comments or responses may be removed if they constitute defamatory statements; threatening language; materials that infringe on intellectual property rights; materials that contain viruses, spam or other harmful components; racially offensive statements; or profanity.

The views and opinions expressed on Chickasaw spokesperson accounts are those of each individual and do not necessarily represent those of Chickasaw. The comments are provided for informational purposes only and should not be construed as investment advice or an offer or solicitation to buy or sell any security, product or service of Chickasaw or any third party.

Social media sites on which Chickasaw participates may be moderated. Chickasaw may manage a variety of social media channels, and to the extent permitted by the comment or response structure of a particular social media site and the editorial policies and content guidelines of the particular social media site, Chickasaw strives to create an informative and engaging community. To this end, Chickasaw asks that you keep any dialog respectful of others, and refrain from any discussion about investment advice, specific securities, or investment strategies. Chickasaw expects that social media communications between Chickasaw and its intended audience will be lawful, productive, informative, and respectful of diverse viewpoints. Chickasaw’s social media activities are intended for U.S. persons only.

Chickasaw’s social media sites are not intended to provide advice on legal, tax or accounting matters and any information on Chickasaw’s social media sites is not intended or written to be used, and cannot be used, for the purpose of avoiding penalties that may be imposed on any taxpayer under U.S. federal income tax laws. Investors should consult their own legal, tax, accounting, investment or other advisors and obtain their own independent tax advice at both the onset of any transaction and on an ongoing basis to determine the laws and analyses applicable to their specific circumstances.

Chickasaw gives no guarantees with respect to the success of its investment management services and has not authorized any person to represent or guarantee any particular investment results. Any historical data provided on Chickasaw’s social media sites are solely for the purpose of illustrating past performance and not as a representation or prediction that such performance could or will be achieved in the future. Securities are subject to numerous risks, including market, currency, economic, political and business risks. Investments in securities will not always be profitable, and investors may lose money, including principal. Past performance is no guarantee of future results.

Transaction requests, account inquiries or complaints of any sort related to the activities or business dealings of Chickasaw or its employees should not be made through any social media site. If you believe, in good faith, that material available on a Chickasaw social media site is infringing on your intellectual property rights, please contact us at ChickasawCompliance@chickasawcap.com.

Please visit our web site at www.chickasawcap.com for more information.

Last Revised: 3/31/2021

Terms & Conditions

Last updated March 2, 2011

The www.maingatefunds.com website (the “Website”) is a service of Chickasaw Capital Management, LLC (“CCM,” “us” or “we”). These www.maingatefunds.com Terms & Conditions and any additional terms or conditions that we post on the Website from time-to-time (“Terms”) set forth the terms and conditions under which you may enter and use the Website.

Please read the Terms carefully. By entering or using the Website, you agree to the Terms. If you do not agree to the Terms (without modification), you are not authorized to view or use the Website.

CCM reserves the right to modify or change the Terms at any time without prior notice to you. Such modification or change shall be effective upon posting on the Website. If CCM revises the Terms, it will also revise the “Last Updated” date at the top of this page. The most current version of the Terms can be reviewed by clicking on the “Terms & Conditions ” hypertext link located at the bottom of CCM’s web pages. Your continued entry to and/or use of the Website after CCM posts any revised Terms constitutes your agreement to any such revised Terms.

DISCLAIMER: Nothing contained on this Website constitutes tax, legal, insurance or investment advice. In exchange for using this Website, the visitor agrees to indemnify and hold CCM, its officers, directors, employees, affiliates, agents, licensors and suppliers harmless against any and all claims, losses, liability, costs and expenses (including but not limited to attorneys’ fees) arising from your violation of these Terms.

The information and services provided on this Website are provided “AS IS” and without warranties of any kind, either expressed or implied. To the fullest extent permissible pursuant to applicable law, CCM disclaims all warranties, including, but not limited to, any warranty of non-infringement of third-party rights and any implied warranties of merchantability and fitness for a particular purpose. CCM does not warrant, either expressly or impliedly, the accuracy or completeness of the information, text, graphics, links or other items contained on this Website and does not warrant that the functions contained in this Website will be uninterrupted or error-free, that defects will be corrected, or that the Website will be free of viruses or other harmful components. CCM expressly disclaims all liability for errors and omissions in the materials on this Website and for the use or interpretation by others of information contained on the Website.

FUND DISCLOSURES

SEC MATERIALS (www.sec.gov): Certain information provided through this Website has been filed with the Securities and Exchange Commission (“SEC”) (such materials being referred to as “SEC Materials”).

You should carefully consider the investment objectives, potential risks, management fees, and charges and expenses of the Maingate MLP Fund (the “Fund”) before investing. The Fund’s prospectus contains this and other information about the Fund, and should be read carefully before investing. You may obtain a current copy of the Fund’s prospectus by calling 1-855-MLP-FUND (1-855-657-3863). The Fund’s past performance is not necessarily an indication of future results. The investment return and principal value of an investment in the Fund will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost. Current performance of the Fund may be lower or higher than the performance quoted. Performance data current to the most recent month end may be obtained by calling 1-855-MLP-FUND (1-855-657-3863). The Fund is distributed by Quasar Distributors, LLC, 615 East Michigan Street, Milwaukee, Wisconsin, 53202.

An investment in a mutual fund is not insured or guaranteed by the Federal Deposit Insurance Corporation or any other government agency. It is possible to lose money by investing in the fund.

The SEC does not approve or disapprove of any security described by the Fund’s prospectus and has not determined if the prospectus is truthful or complete.

GENERAL USE AND RESTRICTIONS.

Use of Website. Conditioned upon, and subject to, your strict compliance with the Terms, CCM grants you a personal, non-exclusive, non-transferable, limited license to enter and use the Website to view information and for other purposes expressly permitted by CCM in writing on the Website.

You agree not to enter or use the Website for any purpose that is prohibited by these Terms or is otherwise unlawful. You further agree to comply with all applicable U.S. and international laws, statutes, ordinances, regulations, contracts and applicable licenses regarding your use of the Website. CCM may, in its sole discretion, terminate or suspend your entry to, and/or use of, the Website, or any portion thereof, at any time, with or without notice and for any reason (or no reason), and you agree that (a) if your authorization to enter the Website is terminated, you will not thereafter enter, or attempt to enter, the Website, directly or indirectly, and (b) if your authorization to enter the Website is suspended, you will not thereafter enter, or attempt to enter, the Website, directly or indirectly, until your suspension is removed and CCM gives you express notice thereof.

Information Provided. If you provide any information to us, you agree to provide only true, accurate, current and complete information.

Use of Content. You may print or copy any information displayed or transmitted on the Website (collectively, “Content”) that you are authorized to access, solely for informational and non-commercial, personal use; provided that you (a) do not remove any title, trademark, copyright and/or restricted rights notices contained on such Content, and (b) strictly comply with the provisions of the Terms including.

Restrictions. Except as provided in above, you may not (and you agree that you will not) reproduce, alter, modify, create derivative works, or publicly display any Content without first receiving CCM’s express written permission. You further agree not to, without first obtaining CCM’s express written permission, (a) use any of its trademarks as metatags on other web sites, (b) use the Website in any manner that is illegal or impairs the operation of the Website or its availability or usage by others, and/or (c) display any part of the Website in frames (or any Content via in-line links). You further agree not to decompile, reverse engineer or disassemble any software or other products or processes accessible through the Website, and not to insert any code or product or manipulate the Website in any way that affects the user’s experience including, without limitation, taking any action that imposes, or may impose, an unreasonable or disproportionately large load on the Website. You further agree not to use any data mining, web crawlers, robots, cancelbots, spiders, Trojan horses, or any data gathering or extraction method in connection with your use of the Website except for customary search engines used in accordance with automated instructions directed to search engines and available on the Website.

TRADEMARKS, COPYRIGHTS AND OTHER INTELLECTUAL PROPERTY:
Except for Content that is in the public domain, the Website and all original Content, as well as the selection and arrangement of the Content, is owned by (or licensed to) CCM or its suppliers and is protected by copyright, trade dress, trademark, unfair competition, and/or other laws and may not be used, copied or imitated in whole or in part except as expressly provided herein. Except as otherwise expressly provided in the Terms, all rights in and to the Website and Content are expressly reserved by CCM.

Trademarks and logos on the Site are trademarks of CCM, and, except as expressly provided in these Terms, may not be copied, imitated or used, in whole or in part, without CCM’s prior written permission. In addition, all page headers, custom graphics, button icons, and scripts are service marks, trademarks and/or trade dress of CCM or its licensors and may not be copied, imitated, or used, in whole or in part, without CCM’s prior written permission.

LINKS TO OTHER WEBSITES: CCM may provide hyperlinks to other web sites and Internet resources operated by parties other than CCM. CCM has no control over such sites and resources or their privacy policies. Such hyperlinks are provided for your reference only. The inclusion of hyperlinks to such web sites does not imply any sponsorship, affiliation or endorsement of the material on such web sites or with their operators.

LINKS TO CCM FROM OTHER WEBSITES: Subject to the further provisions of this Section, CCM welcomes links to the Website from other web sites. If CCM demands that you not link to the Website, or any portion of the Website, you agree that you will not, directly or indirectly, link to the Website or such portion of the Website as directed in our demand, at any time after such demand is made.

TRANSMISSIONS TO AND FROM THIS WEBSITE: Electronic communications can be intercepted by third parties and, accordingly, transmissions to and from this Website may not be secure. Communications to CCM, particularly those containing confidential information, may be sent by mail to: Chickasaw Capital Management, 6075 Poplar Avenue, Suite 402, Memphis, TN 38119.

USER GENERATED CONTENT: By submitting any content, ideas, concepts, know-how, techniques or other information to the Website or CCM (collectively, “User Generated Content”), you hereby grant to CCM, its affiliates and related entities, a royalty-free, unrestricted, worldwide, perpetual, irrevocable, non-exclusive and fully transferable, assignable and sublicensable right and license to use, copy, exploit, modify, archive, store, reproduce, adapt, publish, translate, create derivative works from, distribute, perform and display all such User Generated Content in any form, media, software or technology of any kind now existing or developed in the future. You further grant CCM, its affiliates, related entities, licensees and assignees the right to use your name and any other information about you that you provide in connection with any such use of the User Generated Content. You understand and agree that visitors to the Website may use your User Generated Content in accordance with these Terms.

You acknowledge and agree that CCM has granted you limited access to the specific files pertaining to the CCM Funds (“Approved Files”), and you agree not to attempt to access computer files other than the Approved Files.

JURISDICTION: The information provided on this Website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject CCM or its affiliates to any registration requirement within such jurisdiction or country. Each investment product and service referred to on this Website is offered only to U.S. residents. This Website should not be considered a solicitation to buy or an offer to sell shares of the MainGate MLP Fund in any jurisdiction where such solicitation or offering would be unlawful under the securities laws of such jurisdiction.

TIMELINESS OF CONTENT: All content on this Website is presented only as of the date published or indicated, and may be superseded by subsequent market events or for other reasons. In addition, you are responsible for setting the cache settings on your browser to ensure you are receiving the most recent data.

UNAUTHORIZED USE OF CONTENT: You hereby agree to indemnify and hold harmless CCM and its affiliates, officers, members, directors, employees, shareholders, information providers, suppliers and licensees (collectively, “Indemnified Parties”) from and against any and all liability and costs, including, without limitation, reasonable attorney’s fees, incurred by the Indemnified Parties in connection with any claim arising out of (a) your unauthorized entry and/or unauthorized use of the Website, and/or (b) any breach, or alleged breach, of any of the Terms by you.

WAIVER: No waiver by CCM of any right under or term or provision of these Terms will be deemed a waiver of any other right, term, or provision of these Terms at the time of such waiver or a waiver of that or any other right, term, or provision of these Terms at any other time.

INTEGRATION AND SEVERABILITY: If any provision of these Terms is deemed unlawful, void, or for any reason unenforceable, then that provision will be deemed severable from these Terms and will not affect the validity and enforceability of the remaining provisions. The preceding Terms represent the entire agreement between CCM and the user relating to the user’s use of and access to this Website.

Privacy Policy

The following is a description of the Fund’s policies regarding disclosure of nonpublic personal information that you provide to the Fund or that the Fund collects from other sources. In the event that you hold shares of the Fund through a broker-dealer or other financial intermediary, the privacy policy of your financial intermediary would govern how your nonpublic personal information would be shared with nonaffiliated third parties.

Categories of Information the Fund Collects. The Fund collects the following nonpublic personal information about you:

  • Information the Fund receives from you on applications or other forms, correspondence, or conversations (such as your name, address, phone number, social security number, and date of birth); and
  • Information about your transactions with the Fund, its affiliates, or others (such as your account number and balance, payment history, cost basis information, and other financial information).

 

Categories of Information the Fund Discloses. The Fund does not disclose any nonpublic personal information about its current or former shareholders to unaffiliated third parties, except as required or permitted by law. The Fund is permitted by law to disclose all of the information it collects, as described above, to service providers (such as the Fund’s custodian, administrator, transfer agent, accountant and legal counsel) to process your transactions and otherwise provide services to you.

Confidentiality and Security. The Fund restricts access to your nonpublic personal information to those persons who require such information to provide products or services to you. The Fund maintains physical, electronic, and procedural safeguards that comply with federal standards to guard your nonpublic personal information.

Disposal of Information. The Fund, through its transfer agent, has taken steps to reasonably ensure that the privacy of your nonpublic personal information is maintained at all times, including in connection with the disposal of information that is no longer required to be maintained by the Fund. Such steps shall include, whenever possible, shredding paper documents and records prior to disposal, requiring off-site storage vendors to shred documents maintained in such locations prior to disposal, and erasing and/or obliterating any data contained on electronic media in such a manner that the information can no longer be read or reconstructed.

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